Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 2,281-2,290 out of 2,461 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	01/19/2016	D	$314,859	$262,383
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	06/23/2014	D	$309,205	$257,671
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/21/2015	D/A	$309,205	$257,671
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/20/2016	D/A	$309,205	$257,671
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	01/05/2015	D/A	$282,380	$235,317
UBS FINANCIAL SERVICES INC.	8174	Portfolio Advisors Private Equity Fund 2012 (Offshore), L.P.	1558965	10/05/2012	D	Indefinite	$225,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	02/11/2014	D	$180,720	$150,600
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	02/19/2016	D	$177,801	$148,168
UBS FINANCIAL SERVICES INC.	8174	CORSAIR CAPITAL INVESTORS LTD	1456210	03/15/2011	D/A	Indefinite	$102,339
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	07/06/2017	D/A	$119,718	$99,765