Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 2,261-2,270 out of 2,461 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	03/31/2016	D/A	$1,000,348	$833,624
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Merger Arbitrage Ltd	1643061	07/15/2015	D/A	Indefinite	$800,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	01/23/2017	D/A	$847,143	$705,953
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/27/2013	D/A	$1,634,718	$662,265
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/15/2014	D/A	$794,719	$662,265
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/03/2015	D/A	$794,719	$662,265
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	06/06/2014	D	$788,400	$657,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	03/21/2017	D/A	$673,231	$561,026
UBS FINANCIAL SERVICES INC.	8174	O'Connor Global Merger Arbitrage Ltd	1643061	05/26/2015	D	Indefinite	$550,000
UBS FINANCIAL SERVICES INC.	8174	O'Connor Global Merger Arbitrage LLC	1643062	05/26/2015	D	Indefinite	$550,000