Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 2,251-2,260 out of 2,461 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Crestline Opportunity Partners, L.P.	1359186	03/07/2012	D/A	Indefinite	$1,355,144
UBS FINANCIAL SERVICES INC.	8174	Lombard International Life Assurance Co Separate Account VL398	1930904	05/24/2022	D	Indefinite	$1,250,000
UBS FINANCIAL SERVICES INC.	8174	INCLUSIVE CAPITAL PARTNERS SPRING FUND II-B L.P.	1874822	05/12/2023	D	Indefinite	$1,150,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/25/2017	D/A	$1,367,882	$1,139,902
UBS FINANCIAL SERVICES INC.	8174	Portfolio Advisors Private Equity Fund 2012 (Offshore), L.P.	1558965	11/13/2012	D/A	Indefinite	$1,095,000
UBS FINANCIAL SERVICES INC.	8174	Portfolio Advisors Private Equity Fund 2012 (Offshore), L.P.	1558965	12/17/2012	D/A	Indefinite	$1,095,000
UBS FINANCIAL SERVICES INC.	8174	Portfolio Advisors Private Equity Fund 2015 (Offshore), L.P.	1645100	06/15/2015	D	Indefinite	$1,000,000
UBS FINANCIAL SERVICES INC.	8174	Lombard International Life Assurance Co Separate Account VL 308	1864814	05/28/2021	D	Indefinite	$1,000,000
UBS FINANCIAL SERVICES INC.	8174	Portfolio Advisors Private Equity Fund 2019 (Offshore), L.P.	1799069	01/13/2020	D	$250,000,000	$950,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	08/21/2014	D	$1,023,250	$852,708