Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 2,231-2,240 out of 2,461 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	08/07/2015	D/A	$3,000,026	$2,500,022
UBS FINANCIAL SERVICES INC.	8174	O'Connor US Equities Long/Short Select Ltd	1618845	10/26/2015	D/A	Indefinite	$2,250,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	09/26/2013	D/A	$3,181,999	$2,121,333
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	02/21/2014	D/A	$6,454,761	$2,121,333
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	06/12/2014	D/A	$2,545,600	$2,121,333
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/31/2009	D	$5,040,000	$2,100,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	11/22/2010	D/A	$5,040,000	$2,100,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/27/2013	D/A	$3,330,799	$2,075,666
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	01/13/2014	D/A	$3,330,799	$2,075,666
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	01/09/2015	D/A	$2,490,799	$2,075,666