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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 2,181-2,190 out of 2,461 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174KKR North America Fund XIII Private Investors (Electing) L.P.185421902/08/2022D/AIndefinite$5,000,000
UBS FINANCIAL SERVICES INC.8174NB Crossroads 2010 Fund - Plan Asset Allocation LP148669111/12/2010D/A$1,000,000,000$4,850,000
UBS FINANCIAL SERVICES INC.8174NB Crossroads 2010 Fund - Plan Asset Allocation LP148669111/12/2010D/A$1,000,000,000$4,850,000
UBS FINANCIAL SERVICES INC.8174Robertson Opportunity Master LP140501602/22/2022D/AIndefinite$4,700,000
UBS FINANCIAL SERVICES INC.8174Robertson Opportunity Master LP140501602/17/2023D/AIndefinite$4,700,000
UBS FINANCIAL SERVICES INC.8174NB STRATEGIC CO-INVESTMENT CAYMAN PARTNERS II-B LP155779209/14/2012DIndefinite$4,600,000
UBS FINANCIAL SERVICES INC.8174Beldore Capital Fund LLC140401311/06/2017D/AIndefinite$4,499,482
UBS FINANCIAL SERVICES INC.8174NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585602/14/2014D/A$6,274,503$4,328,753
UBS FINANCIAL SERVICES INC.8174AG SUPER FUND INTERNATIONAL PARTNERS, L.P.146009404/10/2018D/AIndefinite$4,320,435
UBS FINANCIAL SERVICES INC.8174NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585605/22/2017D/A$4,980,986$4,150,822

2,461 Results

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