Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 2,171-2,180 out of 2,461 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	02/12/2015	D/A	$6,278,378	$5,231,982
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	01/21/2016	D/A	$6,278,378	$5,231,982
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	02/06/2017	D/A	$6,278,378	$5,231,982
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Merger Arbitrage LLC	1643062	07/15/2016	D/A	Indefinite	$5,205,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	09/26/2013	D/A	$8,229,572	$5,157,977
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	02/21/2014	D/A	$10,098,734	$5,157,977
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/02/2012	D/A	$8,019,019	$5,090,644
UBS FINANCIAL SERVICES INC.	8174	NB Crossroads 2010 Fund - A Asset Allocation LP	1490901	06/10/2010	D/A	$1,000,000,000	$5,000,000
UBS FINANCIAL SERVICES INC.	8174	NB Crossroads 2010 Fund - Institutional Asset Allocation LP	1496180	07/08/2010	D	$1,000,000,000	$5,000,000
UBS FINANCIAL SERVICES INC.	8174	Lombard International Life Assurance Co Separate Account VA107	1580565	04/19/2022	D/A	Indefinite	$5,000,000