Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 2,131-2,140 out of 2,461 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Portfolio Advisors Private Equity Fund 2012, L.P.	1558995	12/17/2012	D/A	Indefinite	$7,550,000
UBS FINANCIAL SERVICES INC.	8174	Crestline Opportunity Partners, L.P.	1359186	03/07/2011	D/A	Indefinite	$7,520,239
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	08/07/2015	D	$8,960,007	$7,466,673
UBS FINANCIAL SERVICES INC.	8174	Robertson Opportunity Master LP	1405016	03/03/2017	D/A	Indefinite	$7,200,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	09/26/2013	D/A	$10,169,798	$7,124,832
UBS FINANCIAL SERVICES INC.	8174	NB STRATEGIC CO-INVESTMENT CAYMAN PARTNERS II-B LP	1557792	02/15/2013	D/A	Indefinite	$7,050,000
UBS FINANCIAL SERVICES INC.	8174	DORCHESTER CAPITAL INTERNATIONAL LTD	1291484	03/02/2017	D/A	Indefinite	$7,037,697
UBS FINANCIAL SERVICES INC.	8174	O'Connor Global Fundamental Market Neutral Long/Short (Levered) LLC	1545803	03/27/2014	D/A	Indefinite	$7,007,559
UBS FINANCIAL SERVICES INC.	8174	O'Connor Global Fundamental Market Neutral Long/Short (Levered) LLC	1545803	03/27/2015	D/A	Indefinite	$7,007,559
UBS FINANCIAL SERVICES INC.	8174	O'Connor Global Fundamental Market Neutral Long/Short (Levered) LLC	1545803	03/28/2016	D/A	Indefinite	$7,007,559