Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 2,121-2,130 out of 2,461 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	08/26/2013	D/A	$15,672,034	$8,320,028
UBS FINANCIAL SERVICES INC.	8174	AG SUPER FUND INTERNATIONAL PARTNERS, L.P.	1460094	04/12/2017	D/A	Indefinite	$8,250,539
UBS FINANCIAL SERVICES INC.	8174	AG SUPER FUND INTERNATIONAL PARTNERS, L.P.	1460094	04/14/2016	D/A	Indefinite	$8,246,345
UBS FINANCIAL SERVICES INC.	8174	Portfolio Advisors Private Equity Fund 2012, L.P.	1558995	02/19/2013	D/A	Indefinite	$8,050,000
UBS FINANCIAL SERVICES INC.	8174	Old Kings Capital Offshore, Ltd.	1381302	01/07/2022	D/A	Indefinite	$8,048,500
UBS FINANCIAL SERVICES INC.	8174	Old Kings Capital Offshore, Ltd.	1381302	01/04/2023	D/A	Indefinite	$8,048,500
UBS FINANCIAL SERVICES INC.	8174	Old Kings Capital Offshore, Ltd.	1381302	01/08/2021	D/A	Indefinite	$7,948,500
UBS FINANCIAL SERVICES INC.	8174	A&Q Alternative Yield Fund Ltd	1806216	03/11/2020	D	Indefinite	$7,750,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	07/15/2014	D/A	$9,229,856	$7,691,547
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	02/21/2014	D/A	$13,028,082	$7,599,100