Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 8174 | Schonfeld Fundamental Equity Offshore Fund Ltd. | 1703667 | 04/10/2023 | D/A | Indefinite | $3,495,851,469 |
| UBS FINANCIAL SERVICES INC. | 8174 | Blackstone / GSO Secured Trust Ltd | 1494181 | 02/28/2018 | D/A | Indefinite | $3,469,924,224 |
| UBS FINANCIAL SERVICES INC. | 8174 | Blackstone Life Sciences V L.P. | 1797712 | 02/07/2020 | D/A | $4,580,000,000 | $3,444,130,000 |
| UBS FINANCIAL SERVICES INC. | 8174 | ATLAS ENHANCED FUND, LTD | 1509211 | 10/28/2020 | D/A | Indefinite | $3,401,479,955 |
| UBS FINANCIAL SERVICES INC. | 8174 | ATLAS ENHANCED FUND, LTD | 1509211 | 10/12/2021 | D/A | Indefinite | $3,401,479,955 |
| UBS FINANCIAL SERVICES INC. | 8174 | Carlyle Asia Partners IV, L.P. | 1563274 | 12/10/2014 | D/A | $3,391,928,272 | $3,391,928,272 |
| UBS FINANCIAL SERVICES INC. | 8174 | Beldore Capital Fund LLC | 1404013 | 11/04/2016 | D/A | Indefinite | $3,339,482,000 |
| UBS FINANCIAL SERVICES INC. | 8174 | Beldore Capital Fund LLC | 1404013 | 04/04/2017 | D/A | Indefinite | $3,339,482,000 |
| UBS FINANCIAL SERVICES INC. | 8174 | ATLAS ENHANCED FUND, LTD | 1509211 | 10/30/2015 | D/A | Indefinite | $3,326,191,331 |
| UBS FINANCIAL SERVICES INC. | 8174 | MACKAY MUNICIPAL OPPORTUNITIES FUND LP | 1432468 | 01/03/2023 | D/A | Indefinite | $3,175,217,238 |