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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,361-1,370 out of 2,461 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174AQR Delphi Long-Short Equity Fund, L.P.152422109/09/2021D/AIndefinite$182,231,334
UBS FINANCIAL SERVICES INC.8174CORSAIR SELECT LP145620803/17/2014D/AIndefinite$181,825,836
UBS FINANCIAL SERVICES INC.8174Alkeon Growth Offshore Fund II, Ltd.150346210/21/2022D/AIndefinite$181,422,431
UBS FINANCIAL SERVICES INC.8174NB Offshore Diversified Arbitrage Fund II Ltd.132269209/14/2011D/AIndefinite$180,960,824
UBS FINANCIAL SERVICES INC.8174NB Offshore Diversified Arbitrage Fund II Ltd.132269212/01/2011D/AIndefinite$180,960,824
UBS FINANCIAL SERVICES INC.8174AQR Delphi Long-Short Equity Fund, L.P.152422108/13/2021D/AIndefinite$180,766,334
UBS FINANCIAL SERVICES INC.8174Alkeon Growth RJ Partners, LP150115609/21/2015D/AIndefinite$179,841,979
UBS FINANCIAL SERVICES INC.8174STRATEGIC VALUE SPECIAL SITUATIONS FUND III, L.P.159394309/12/2014D/AIndefinite$178,609,000
UBS FINANCIAL SERVICES INC.8174AQR TAX-AWARE DELPHI LONG SHORT EQUITY FUND, LLC176700611/10/2022D/AIndefinite$177,618,481
UBS FINANCIAL SERVICES INC.8174Nineteen77 Global Merger Arbitrage Ltd164306105/29/2019D/AIndefinite$177,442,634

2,461 Results

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