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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,351-1,360 out of 2,461 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174A&Q Special Opportunities Fund LLC169246812/17/2018D/AIndefinite$184,000,001
UBS FINANCIAL SERVICES INC.8174A&Q Special Opportunities Fund LLC169246812/17/2019D/AIndefinite$184,000,001
UBS FINANCIAL SERVICES INC.8174PEAK6 Achievement Fund Ltd.155755009/09/2014D/AIndefinite$183,659,000
UBS FINANCIAL SERVICES INC.8174NB Offshore Diversified Arbitrage Fund II Ltd.132269212/12/2013D/AIndefinite$183,059,922
UBS FINANCIAL SERVICES INC.8174NB Offshore Diversified Arbitrage Fund II Ltd.132269212/12/2014D/AIndefinite$183,059,922
UBS FINANCIAL SERVICES INC.8174A&Q Special Opportunities Fund LLC169246812/15/2017D/AIndefinite$182,900,000
UBS FINANCIAL SERVICES INC.8174Solus 2 LLC181639306/29/2023D/AIndefinite$182,851,477
UBS FINANCIAL SERVICES INC.8174LOCUST WOOD CAPITAL OFFSHORE LTD135721003/16/2016D/AIndefinite$182,716,690
UBS FINANCIAL SERVICES INC.8174NB Offshore Diversified Arbitrage Fund II Ltd.132269212/12/2012D/AIndefinite$182,509,922
UBS FINANCIAL SERVICES INC.8174AQR TAX-AWARE DELPHI LONG SHORT EQUITY FUND, LLC176700602/09/2023D/AIndefinite$182,499,481

2,461 Results

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