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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,291-1,300 out of 2,461 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174Alkeon Growth RJ Partners, LP150115609/11/2017D/AIndefinite$208,518,997
UBS FINANCIAL SERVICES INC.8174TERRAPIN FUND OF FUNDS LP117782903/14/2011D/AIndefinite$208,386,263
UBS FINANCIAL SERVICES INC.8174Amber Global Opportunities Fund LP145800408/18/2014D/AIndefinite$208,230,000
UBS FINANCIAL SERVICES INC.8174UBS EQUITY OPPORTUNITY FUND II, L.L.C.115795712/02/2009D/AIndefinite$208,064,030
UBS FINANCIAL SERVICES INC.8174A&Q Global Diversified Strategies Fund Ltd152922307/20/2020D/AIndefinite$207,969,928
UBS FINANCIAL SERVICES INC.8174A&Q Special Opportunities Fund LLC169246812/19/2022D/AIndefinite$206,650,001
UBS FINANCIAL SERVICES INC.8174AlphaKeys KKR Americas Fund XII, L.L.C.168194711/16/2017D$206,519,000$206,519,000
UBS FINANCIAL SERVICES INC.8174A&Q Special Opportunities Fund LLC169246812/17/2021D/AIndefinite$206,150,001
UBS FINANCIAL SERVICES INC.8174TERRAPIN FUND OF FUNDS LP117782903/12/2010D/AIndefinite$205,911,263
UBS FINANCIAL SERVICES INC.8174UBS EQUITY OPPORTUNITY FUND II LLC115795703/11/2009D/AIndefinite$205,161,030

2,461 Results

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