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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,281-1,290 out of 2,461 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174CORSAIR SELECT LP145620803/19/2020D/AIndefinite$209,079,249
UBS FINANCIAL SERVICES INC.8174CORSAIR SELECT LP145620803/19/2021D/AIndefinite$209,079,249
UBS FINANCIAL SERVICES INC.8174A&Q Technology Fund LLC128177111/23/2015D/AIndefinite$209,033,760
UBS FINANCIAL SERVICES INC.8174Cavendish Futures Fund LLC156262207/12/2016D/AIndefinite$209,022,303
UBS FINANCIAL SERVICES INC.8174TERRAPIN FUND OF FUNDS LP117782903/14/2012D/AIndefinite$208,886,263
UBS FINANCIAL SERVICES INC.8174TERRAPIN FUND OF FUNDS LP117782906/28/2012D/AIndefinite$208,886,263
UBS FINANCIAL SERVICES INC.8174TERRAPIN FUND OF FUNDS LP117782906/28/2013D/AIndefinite$208,886,263
UBS FINANCIAL SERVICES INC.8174CORSAIR SELECT LP145620803/19/2018D/AIndefinite$208,679,249
UBS FINANCIAL SERVICES INC.8174CORSAIR SELECT LP145620803/19/2019D/AIndefinite$208,679,249
UBS FINANCIAL SERVICES INC.8174CORSAIR SELECT LP145620803/17/2017D/AIndefinite$208,571,210

2,461 Results

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