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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,241-1,250 out of 2,461 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174A&Q Technology Fund LLC128177111/19/2018D/AIndefinite$222,479,815
UBS FINANCIAL SERVICES INC.8174AQR Delphi Long-Short Equity Fund, L.P.152422111/10/2022D/AIndefinite$221,458,334
UBS FINANCIAL SERVICES INC.8174UBS RENAISSANCE INSTITUTIONAL EQUITIES FUND I, L.L.C.139503912/02/2009D/AIndefinite$221,193,178
UBS FINANCIAL SERVICES INC.8174A&Q Technology Fund LLC128177111/17/2017D/AIndefinite$221,166,140
UBS FINANCIAL SERVICES INC.8174UBS RENAISSANCE INSTITUTIONAL EQUITIES FUND I LLC139503903/11/2009D/AIndefinite$220,943,178
UBS FINANCIAL SERVICES INC.8174Candlewood Constellation SPC Ltd.162071709/28/2018D/AIndefinite$220,930,000
UBS FINANCIAL SERVICES INC.8174Candlewood Constellation SPC Ltd.162071709/30/2019D/AIndefinite$220,930,000
UBS FINANCIAL SERVICES INC.8174NB Strategic Co-Investment Partners III-B LP165122311/05/2015D/AIndefinite$220,175,000
UBS FINANCIAL SERVICES INC.8174A&Q Technology Fund LLC128177111/18/2016D/AIndefinite$220,131,140
UBS FINANCIAL SERVICES INC.8174AQR Delphi Long-Short Equity Fund, L.P.152422108/11/2022D/AIndefinite$220,108,334

2,461 Results

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