Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 1,231-1,240 out of 2,461 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS MILLENNIUM FUND III, L.L.C.	1557747	10/09/2013	D/A	Indefinite	$223,890,000
UBS FINANCIAL SERVICES INC.	8174	A&Q Technology Fund LLC	1281771	11/19/2019	D/A	Indefinite	$223,254,815
UBS FINANCIAL SERVICES INC.	8174	A&Q Technology Fund LLC	1281771	11/19/2020	D/A	Indefinite	$223,254,815
UBS FINANCIAL SERVICES INC.	8174	AlphaKeys Atlas Enhanced Fund, L.L.C.	1663522	06/09/2017	D	Indefinite	$223,214,749
UBS FINANCIAL SERVICES INC.	8174	Legion Strategies, Ltd.	1547953	04/09/2020	D/A	Indefinite	$223,177,207
UBS FINANCIAL SERVICES INC.	8174	JAM PARTNERS, L.P.	944774	03/23/2011	D/A	Indefinite	$223,012,817
UBS FINANCIAL SERVICES INC.	8174	LDR Preferred Income Fund, LLC	1466409	01/04/2017	D/A	Indefinite	$222,990,483
UBS FINANCIAL SERVICES INC.	8174	UBS RENAISSANCE INSTITUTIONAL EQUITIES FUND I, L.L.C.	1395039	11/15/2013	D/A	Indefinite	$222,678,178
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND I, L.L.C.	1395039	04/14/2014	D/A	Indefinite	$222,678,178
UBS FINANCIAL SERVICES INC.	8174	Legion Strategies, Ltd.	1547953	04/11/2019	D/A	Indefinite	$222,677,208