Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 1,221-1,230 out of 2,461 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Legion Strategies, Ltd.	1547953	04/09/2021	D/A	Indefinite	$228,177,207
UBS FINANCIAL SERVICES INC.	8174	Legion Strategies, Ltd.	1547953	04/08/2022	D/A	Indefinite	$228,177,207
UBS FINANCIAL SERVICES INC.	8174	Legion Strategies, Ltd.	1547953	04/07/2023	D/A	Indefinite	$228,177,207
UBS FINANCIAL SERVICES INC.	8174	UBS MILLENNIUM FUND (OFFSHORE), LTD.	1521529	09/13/2012	D/A	Indefinite	$226,148,664
UBS FINANCIAL SERVICES INC.	8174	LOCUST WOOD CAPITAL OFFSHORE LTD	1357210	03/17/2022	D/A	Indefinite	$225,755,545
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND I, L.L.C.	1395039	04/16/2015	D/A	Indefinite	$225,628,178
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/14/2015	D/A	$270,000,000	$225,000,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/07/2016	D/A	$270,000,000	$225,000,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/20/2017	D/A	$270,000,000	$225,000,000
UBS FINANCIAL SERVICES INC.	8174	AQR Delphi Long-Short Equity Fund, L.P.	1524221	02/09/2023	D/A	Indefinite	$224,821,497