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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,211-1,220 out of 2,461 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174Alkeon Growth Offshore Fund, Ltd.127883710/25/2019D/AIndefinite$235,352,313
UBS FINANCIAL SERVICES INC.8174LDR Preferred Income Fund, LLC146640907/26/2017D/AIndefinite$235,140,482
UBS FINANCIAL SERVICES INC.8174Cavendish Futures Fund LLC156262207/10/2017D/AIndefinite$234,990,319
UBS FINANCIAL SERVICES INC.8174STRATEGIC VALUE SPECIAL SITUATIONS FUND III, L.P.159394310/14/2014D/AIndefinite$234,439,800
UBS FINANCIAL SERVICES INC.8174Rialto Real Estate Fund III - Property, LP165479201/10/2017D/AIndefinite$233,844,000
UBS FINANCIAL SERVICES INC.8174UBS MILLENNIUM FUND (OFFSHORE), LTD.152152910/09/2012D/AIndefinite$233,548,664
UBS FINANCIAL SERVICES INC.8174BELVEDERE CAPITAL FUND CO LLC103560204/27/2023D/AIndefinite$231,386,060
UBS FINANCIAL SERVICES INC.8174UBS WILLOW FUND, L.L.C.110625812/02/2010D/AIndefinite$230,306,851
UBS FINANCIAL SERVICES INC.8174UBS WILLOW FUND, L.L.C.110625812/02/2009D/AIndefinite$229,313,851
UBS FINANCIAL SERVICES INC.8174LOCUST WOOD CAPITAL OFFSHORE LTD135721003/17/2023D/AIndefinite$229,082,145

2,461 Results

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