Potomac Analytics' Logo

Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Filter by:

Sort by:

Displaying 1,191-1,200 out of 2,461 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174AG SUPER FUND INTERNATIONAL LTD101442204/10/2020D/AIndefinite$241,514,841
UBS FINANCIAL SERVICES INC.8174LOCUST WOOD CAPITAL LP117806303/16/2012D/AIndefinite$239,674,892
UBS FINANCIAL SERVICES INC.8174Alkeon Growth Partners, LP127883403/09/2012D/AIndefinite$238,701,375
UBS FINANCIAL SERVICES INC.8174Alkeon Growth PW Partners, LP150115703/05/2014D/AIndefinite$238,472,560
UBS FINANCIAL SERVICES INC.8174ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND I, L.L.C.139503904/15/2016D/AIndefinite$238,378,178
UBS FINANCIAL SERVICES INC.8174Alkeon Growth RJ Partners, LP150115610/26/2018D/AIndefinite$238,369,247
UBS FINANCIAL SERVICES INC.8174ALPHAKEYS PAULSON ADVANTAGE, L.L.C.147163304/14/2014D/AIndefinite$237,986,500
UBS FINANCIAL SERVICES INC.8174ALPHAKEYS PAULSON ADVANTAGE, L.L.C.147163304/16/2015D/AIndefinite$237,986,500
UBS FINANCIAL SERVICES INC.8174ALPHAKEYS PAULSON ADVANTAGE, L.L.C.147163304/15/2016D/AIndefinite$237,986,500
UBS FINANCIAL SERVICES INC.8174ALPHAKEYS PAULSON ADVANTAGE, L.L.C.147163304/20/2017D/AIndefinite$237,986,500

2,461 Results

Display: