Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 1,181-1,190 out of 2,461 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C.	1407149	04/20/2017	D/A	Indefinite	$248,244,483
UBS FINANCIAL SERVICES INC.	8174	Rogge Capital Partners L P	1321859	03/16/2009	D/A	Indefinite	$248,207,076
UBS FINANCIAL SERVICES INC.	8174	Calypso Capital Management, LP	1348886	03/15/2010	D	Indefinite	$247,700,000
UBS FINANCIAL SERVICES INC.	8174	Tiger Legatus Partners, LP	1474893	03/19/2015	D/A	Indefinite	$247,308,852
UBS FINANCIAL SERVICES INC.	8174	STRATEGIC VALUE SPECIAL SITUATIONS FUND III, L.P.	1593943	11/13/2014	D/A	Indefinite	$247,239,800
UBS FINANCIAL SERVICES INC.	8174	UBS Millennium Fund II, L.L.C.	1519810	06/12/2012	D/A	Indefinite	$245,554,936
UBS FINANCIAL SERVICES INC.	8174	Crestline Partners, L.P.	1061335	06/20/2014	D/A	Indefinite	$245,228,646
UBS FINANCIAL SERVICES INC.	8174	Pretium Residential Credit Fund II B, LP	1874974	04/15/2022	D/A	Indefinite	$245,205,000
UBS FINANCIAL SERVICES INC.	8174	UBS Para Fund L L C	1300540	03/11/2009	D/A	Indefinite	$243,192,928
UBS FINANCIAL SERVICES INC.	8174	UBS Para Fund, L.L.C.	1300540	12/02/2009	D/A	Indefinite	$243,192,928