Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 1,141-1,150 out of 2,461 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	NB Long/Short Fund L.P.	1216366	03/16/2010	D/A	Indefinite	$272,396,774
UBS FINANCIAL SERVICES INC.	8174	NB Long/Short Fund L.P.	1216366	03/15/2011	D/A	Indefinite	$272,396,774
UBS FINANCIAL SERVICES INC.	8174	JAM PARTNERS, L.P.	944774	05/10/2012	D/A	Indefinite	$272,218,818
UBS FINANCIAL SERVICES INC.	8174	KKR North America Fund XIII Private Investors (Onshore A) L.P.	1896297	12/03/2021	D	Indefinite	$271,275,000
UBS FINANCIAL SERVICES INC.	8174	KKR North America Fund XIII Private Investors (Onshore A) L.P.	1896297	02/08/2022	D/A	Indefinite	$271,275,000
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS MILLENNIUM FUND II, L.L.C.	1519810	04/14/2014	D/A	Indefinite	$271,017,832
UBS FINANCIAL SERVICES INC.	8174	AAA Energy Opportunities Fund LLC	1529004	09/19/2012	D/A	Indefinite	$270,822,257
UBS FINANCIAL SERVICES INC.	8174	A&Q Global Diversified Strategies Fund LLC	1521518	07/20/2021	D/A	Indefinite	$270,101,651
UBS FINANCIAL SERVICES INC.	8174	A&Q Global Diversified Strategies Fund LLC	1521518	07/20/2022	D/A	Indefinite	$270,101,651
UBS FINANCIAL SERVICES INC.	8174	Cross Shore QP Partners, LP	1276904	03/02/2011	D/A	Indefinite	$270,031,016