Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 1,131-1,140 out of 2,461 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	iCapital-Blackstone SP IX US Access Fund, L.P.	1860204	10/06/2021	D/A	Indefinite	$284,100,000
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS MILLENNIUM FUND II, L.L.C.	1519810	04/15/2016	D/A	Indefinite	$281,817,832
UBS FINANCIAL SERVICES INC.	8174	AlphaKeys Atlas Enhanced Fund, L.L.C.	1663522	05/22/2019	D/A	Indefinite	$281,046,953
UBS FINANCIAL SERVICES INC.	8174	AAA Energy Opportunities Fund LLC	1529004	11/21/2012	D/A	Indefinite	$280,539,333
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS MILLENNIUM FUND II, L.L.C.	1519810	04/16/2015	D/A	Indefinite	$280,467,832
UBS FINANCIAL SERVICES INC.	8174	UBS MILLENNIUM FUND (OFFSHORE), LTD.	1521529	06/13/2013	D/A	Indefinite	$278,001,264
UBS FINANCIAL SERVICES INC.	8174	Avenue Aviation Opportunities Fund III (Onshore), L.P.	1794166	11/24/2021	D/A	Indefinite	$277,364,000
UBS FINANCIAL SERVICES INC.	8174	AQR Delphi Long-Short Equity Fund, L.P.	1524221	05/11/2023	D/A	Indefinite	$275,511,497
UBS FINANCIAL SERVICES INC.	8174	UBS Millennium Fund, L.L.C.	1517972	04/13/2012	D/A	Indefinite	$274,741,884
UBS FINANCIAL SERVICES INC.	8174	Rogge Capital Partners L P	1321859	02/28/2011	D/A	Indefinite	$273,682,076