Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 1,121-1,130 out of 2,461 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	UBS Millennium Fund, L.L.C.	1517972	04/12/2013	D/A	Indefinite	$289,241,884
UBS FINANCIAL SERVICES INC.	8174	LOCUST WOOD CAPITAL LP	1178063	03/15/2013	D/A	Indefinite	$288,812,314
UBS FINANCIAL SERVICES INC.	8174	JAM PARTNERS, L.P.	944774	05/08/2015	D/A	Indefinite	$288,434,966
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS MILLENNIUM FUND II, L.L.C.	1519810	04/20/2017	D/A	Indefinite	$287,817,832
UBS FINANCIAL SERVICES INC.	8174	LDR Preferred Income Fund, LLC	1466409	07/25/2018	D/A	Indefinite	$286,963,772
UBS FINANCIAL SERVICES INC.	8174	Bardin Hill Event-Driven Fund US LP	1679890	11/18/2022	D/A	Indefinite	$285,683,889
UBS FINANCIAL SERVICES INC.	8174	Bardin Hill Event-Driven Fund US LP	1679890	11/20/2019	D/A	Indefinite	$285,433,889
UBS FINANCIAL SERVICES INC.	8174	Bardin Hill Event-Driven Fund US LP	1679890	11/20/2020	D/A	Indefinite	$285,433,889
UBS FINANCIAL SERVICES INC.	8174	Bardin Hill Event-Driven Fund US LP	1679890	11/19/2021	D/A	Indefinite	$285,433,889
UBS FINANCIAL SERVICES INC.	8174	AG Energy Credit Opportunities Offshore Holdings IV, L.P.	1776674	04/07/2022	D/A	Indefinite	$284,206,000