Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 8174 | III Fund Ltd. | 1469720 | 02/22/2018 | D/A | Indefinite | $347,340,926 |
| UBS FINANCIAL SERVICES INC. | 8174 | Cross Shore QP Partners, LP | 1276904 | 03/01/2013 | D/A | Indefinite | $346,524,470 |
| UBS FINANCIAL SERVICES INC. | 8174 | Tiger Legatus Partners, LP | 1474893 | 03/19/2019 | D/A | Indefinite | $344,835,366 |
| UBS FINANCIAL SERVICES INC. | 8174 | Tiger Legatus Partners, LP | 1474893 | 05/23/2019 | D/A | Indefinite | $344,835,366 |
| UBS FINANCIAL SERVICES INC. | 8174 | Tiger Legatus Partners, LP | 1474893 | 05/22/2020 | D/A | Indefinite | $344,835,366 |
| UBS FINANCIAL SERVICES INC. | 8174 | Tiger Legatus Partners, LP | 1474893 | 05/21/2021 | D/A | Indefinite | $344,835,366 |
| UBS FINANCIAL SERVICES INC. | 8174 | Tiger Legatus Partners, LP | 1474893 | 05/20/2022 | D/A | Indefinite | $344,835,366 |
| UBS FINANCIAL SERVICES INC. | 8174 | Manikay Offshore Fund, Ltd. | 1454892 | 07/15/2016 | D/A | Indefinite | $343,251,802 |
| UBS FINANCIAL SERVICES INC. | 8174 | Axonic Credit Opportunities Overseas Fund, Ltd. | 1509622 | 06/27/2014 | D/A | Indefinite | $342,234,719 |
| UBS FINANCIAL SERVICES INC. | 8174 | Tiger Legatus Partners, LP | 1474893 | 03/19/2018 | D/A | Indefinite | $340,758,766 |