Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 1,031-1,040 out of 2,461 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth Partners II, LP	1496174	03/05/2014	D/A	Indefinite	$364,066,766
UBS FINANCIAL SERVICES INC.	8174	Special Credit Opportunities - Series C	1600954	02/27/2014	D	Indefinite	$362,441,011
UBS FINANCIAL SERVICES INC.	8174	O'Connor Fund of Funds: Activist LLC	1387101	05/03/2013	D/A	Indefinite	$360,284,361
UBS FINANCIAL SERVICES INC.	8174	A&Q ACTIVIST FUND LLC	1387101	05/02/2014	D/A	Indefinite	$360,284,361
UBS FINANCIAL SERVICES INC.	8174	UBS Activist Partners, L.L.C.	1387101	12/02/2010	D/A	Indefinite	$358,653,361
UBS FINANCIAL SERVICES INC.	8174	UBS Activist Partners, L.L.C.	1387101	12/02/2009	D/A	Indefinite	$357,578,361
UBS FINANCIAL SERVICES INC.	8174	UBS Activist Partners LLC	1387101	03/11/2009	D/A	Indefinite	$357,278,361
UBS FINANCIAL SERVICES INC.	8174	Edison Partners IX, LP	1739049	11/08/2018	D/A	$356,960,000	$356,960,000
UBS FINANCIAL SERVICES INC.	8174	A&Q Alternative Yield Fund LLC	1800997	02/08/2023	D/A	Indefinite	$355,575,003
UBS FINANCIAL SERVICES INC.	8174	UBS Paulson Advantage II, L.L.C.	1476835	08/09/2012	D/A	Indefinite	$355,161,800