Potomac Analytics' Logo

Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Filter by:

Sort by:

Displaying 241-250 out of 305 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174Apollo Debt Solutions BDC iCapital Offshore Access Fund SPC192009304/12/2022DIndefinite$0
UBS FINANCIAL SERVICES INC.8174Rise Fund III, L.P.192645405/02/2022DIndefinite$0
UBS FINANCIAL SERVICES INC.8174Silver Lake Partners VII, L.P.189815505/05/2022DIndefinite$0
UBS FINANCIAL SERVICES INC.8174RISE Fund III (iCapital), L.P.192657505/05/2022DIndefinite$0
UBS FINANCIAL SERVICES INC.8174WMA Systematic Equity Alpha Long/Short Offshore Fund (iCapital), Ltd.192736105/19/2022DIndefinite$0
UBS FINANCIAL SERVICES INC.8174TCV XII (iCapital), L.P.192736605/19/2022DIndefinite$0
UBS FINANCIAL SERVICES INC.8174TCV XII (B), L.P.191202105/25/2022DIndefinite$0
UBS FINANCIAL SERVICES INC.8174TCV XII, L.P.191205305/25/2022DIndefinite$0
UBS FINANCIAL SERVICES INC.8174TCV XII (A), L.P.191209405/25/2022DIndefinite$0
UBS FINANCIAL SERVICES INC.8174CD&R Fund XII (iCapital), L.P.193166306/09/2022DIndefinite$0

305 Results

Display: