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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 231-240 out of 305 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174Insight Partners XII (iCapital), L.P.187419609/02/2021DIndefinite$0
UBS FINANCIAL SERVICES INC.8174INCLUSIVE CAPITAL PARTNERS SPRING FUND II-B L.P.187482207/27/2021DIndefinite$0
UBS FINANCIAL SERVICES INC.8174Pretium Residential Credit Fund II B, LP187497408/18/2021DIndefinite$0
UBS FINANCIAL SERVICES INC.8174Cibus Fund II L.P.187632411/22/2021DIndefinite$0
UBS FINANCIAL SERVICES INC.8174Strategic Partners IX L.P.188262910/06/2021DIndefinite$0
UBS FINANCIAL SERVICES INC.8174Strategic Partners Offshore IX L.P.188268310/06/2021DIndefinite$0
UBS FINANCIAL SERVICES INC.8174Clearlake Capital Partners VII (iCapital), L.P.188641911/17/2021DIndefinite$0
UBS FINANCIAL SERVICES INC.8174BlackRock Impact Opportunities Fund (iCapital), L.P.189532812/06/2021DIndefinite$0
UBS FINANCIAL SERVICES INC.8174Platinum ECP VI (iCapital), L.P.190468702/11/2022DIndefinite$0
UBS FINANCIAL SERVICES INC.8174KKR Global Impact Fund II SCSp191560803/21/2022DIndefinite$0

305 Results

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