Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 221-230 out of 305 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	K5 Private Investors (iCapital), L.P.	1845776	02/23/2021	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	CLOVER PRIVATE CREDIT OPPORTUNITIES SECONDARY (LEVERED) II LP	1841246	04/15/2021	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	CLOVER PRIVATE CREDIT OPPORTUNITIES SECONDARY (LEVERED) II FEEDER LP	1841300	04/15/2021	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	CLOVER PRIVATE CREDIT OPPORTUNITIES ORIGINATION (LEVERED) II FEEDER LP	1841306	04/15/2021	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	CLOVER PRIVATE CREDIT OPPORTUNITIES ORIGINATION (LEVERED) II LP	1841315	04/15/2021	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	Brookfield Technology Partners II (iCapital), L.P.	1856617	05/03/2021	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	WestCap Strategic Operator Fund (iCapital), L.P.	1856640	08/26/2021	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	Marcy Venture Partners Culture Fund II, L.P.	1867427	09/30/2021	D	$320,000,000	$0
UBS FINANCIAL SERVICES INC.	8174	Strat Partners Offshore IX (iCapital), L.P.	1869792	08/04/2021	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	Strat Partners IX (iCapital), L.P.	1870315	08/04/2021	D	Indefinite	$0