Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 191-200 out of 305 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	BlackRock Private Opportunities Fund IV (iCapital), L.P.	1781216	07/11/2019	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	H.I.G. WhiteHorse Principal Lending Fund (iCapital), L.P.	1785928	08/29/2019	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	H.I.G. Middle Market & Co-Investment Fund (iCapital), L.P.	1787265	09/10/2019	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	Insight Partners XI (iCapital), L.P.	1788369	09/17/2019	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	Clearlake Capital Partners VI (iCapital), L.P.	1791452	10/22/2019	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	Insight Partners (Cayman) XI, L.P.	1792449	11/20/2019	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	Insight Partners (EU) XI, S.C.Sp	1792450	11/20/2019	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	Insight Partners XI, L.P.	1792490	11/20/2019	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	Avenue Aviation Opportunities Fund III (iCapital), L.P.	1802477	02/18/2020	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	Rethink Impact II, LP	1803727	02/19/2020	D	Indefinite	$0