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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 11-20 out of 305 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT Z125773412/09/2021DIndefinite$1,719,156,821
UBS FINANCIAL SERVICES INC.8174LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT Z125773412/11/2018DIndefinite$1,492,884,006
UBS FINANCIAL SERVICES INC.8174COLI VUL-7 SERIES ACCOUNT115717402/03/2017DIndefinite$1,319,198,244
UBS FINANCIAL SERVICES INC.8174Graham Absolute Return Ltd.159336403/30/2017DIndefinite$1,150,500,907
UBS FINANCIAL SERVICES INC.8174MAVERICK FUND LTD104375903/23/2018DIndefinite$1,075,613,856
UBS FINANCIAL SERVICES INC.8174LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT Z125773412/19/2017DIndefinite$1,051,774,865
UBS FINANCIAL SERVICES INC.8174HALCYON PARTNERS OFFSHORE LTD.142934703/11/2011DIndefinite$1,045,370,000
UBS FINANCIAL SERVICES INC.8174Graham Absolute Return Trading Ltd.159340603/30/2017DIndefinite$938,795,117
UBS FINANCIAL SERVICES INC.8174Credit Suisse Securitized Products Intermediate Fund Ltd.154988706/09/2017DIndefinite$840,804,027
UBS FINANCIAL SERVICES INC.8174LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT Z125773412/14/2016DIndefinite$782,687,990

305 Results

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