Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 151-160 out of 305 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Portfolio Advisors Private Equity Fund 2012 (Offshore), L.P.	1558965	10/05/2012	D	Indefinite	$225,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	02/11/2014	D	$180,720	$150,600
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	02/19/2016	D	$177,801	$148,168
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	01/26/2017	D	$97,590	$81,325
UBS FINANCIAL SERVICES INC.	8174	Cibus Enterprise Fund II L.P.	1876311	08/24/2021	D	Indefinite	$50,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	07/14/2016	D	$54,103	$45,086
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	03/24/2015	D	$38,599	$32,166
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/06/2017	D	$30,000	$25,000
UBS FINANCIAL SERVICES INC.	8174	AAA Energy Opportunities Fund LLC	1529004	09/19/2011	D	Indefinite	$1,000
UBS FINANCIAL SERVICES INC.	8174	UBS Paulson Advantage, L.L.C.	1471633	09/15/2009	D	Indefinite	$0