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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 971-980 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174BlackRock Private Opportunities Fund IV, L.P.173786611/05/2019D/AIndefinite$389,527,219
UBS FINANCIAL SERVICES INC.8174Ivory Offshore Optimal Fund, Ltd.140618402/25/2016D/AIndefinite$389,005,290
UBS FINANCIAL SERVICES INC.8174AG SUPER FUND INTERNATIONAL LTD101442204/13/2017D/AIndefinite$384,963,897
UBS FINANCIAL SERVICES INC.8174DFP FUND, L.P.133481112/12/2012D/AIndefinite$382,874,449
UBS FINANCIAL SERVICES INC.8174Carlyle Global Infrastructure Opportunity Fund Access, L.P.172792006/28/2018D/AIndefinite$382,380,000
UBS FINANCIAL SERVICES INC.8174Black Diamond Ltd.146086603/16/2018D/AIndefinite$379,730,767
UBS FINANCIAL SERVICES INC.8174Black Diamond Ltd.146086603/15/2019D/AIndefinite$379,730,767
UBS FINANCIAL SERVICES INC.8174Black Diamond Ltd.146086610/01/2019D/AIndefinite$379,730,767
UBS FINANCIAL SERVICES INC.8174Black Diamond Ltd.146086609/29/2020D/AIndefinite$379,730,767
UBS FINANCIAL SERVICES INC.8174Black Diamond Ltd.146086609/29/2021D/AIndefinite$379,730,767

2,156 Results

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