Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 8174 | BlackRock Private Opportunities Fund IV, L.P. | 1737866 | 11/05/2019 | D/A | Indefinite | $389,527,219 |
| UBS FINANCIAL SERVICES INC. | 8174 | Ivory Offshore Optimal Fund, Ltd. | 1406184 | 02/25/2016 | D/A | Indefinite | $389,005,290 |
| UBS FINANCIAL SERVICES INC. | 8174 | AG SUPER FUND INTERNATIONAL LTD | 1014422 | 04/13/2017 | D/A | Indefinite | $384,963,897 |
| UBS FINANCIAL SERVICES INC. | 8174 | DFP FUND, L.P. | 1334811 | 12/12/2012 | D/A | Indefinite | $382,874,449 |
| UBS FINANCIAL SERVICES INC. | 8174 | Carlyle Global Infrastructure Opportunity Fund Access, L.P. | 1727920 | 06/28/2018 | D/A | Indefinite | $382,380,000 |
| UBS FINANCIAL SERVICES INC. | 8174 | Black Diamond Ltd. | 1460866 | 03/16/2018 | D/A | Indefinite | $379,730,767 |
| UBS FINANCIAL SERVICES INC. | 8174 | Black Diamond Ltd. | 1460866 | 03/15/2019 | D/A | Indefinite | $379,730,767 |
| UBS FINANCIAL SERVICES INC. | 8174 | Black Diamond Ltd. | 1460866 | 10/01/2019 | D/A | Indefinite | $379,730,767 |
| UBS FINANCIAL SERVICES INC. | 8174 | Black Diamond Ltd. | 1460866 | 09/29/2020 | D/A | Indefinite | $379,730,767 |
| UBS FINANCIAL SERVICES INC. | 8174 | Black Diamond Ltd. | 1460866 | 09/29/2021 | D/A | Indefinite | $379,730,767 |