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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 941-950 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174ALPHAKEYS MILLENNIUM FUND (OFFSHORE), LTD.152152904/15/2016D/AIndefinite$416,722,164
UBS FINANCIAL SERVICES INC.8174Alkeon Growth Partners II, LP149617410/30/2015D/AIndefinite$416,509,554
UBS FINANCIAL SERVICES INC.8174NESTOR PARTNERS88847103/15/2012D/AIndefinite$416,462,450
UBS FINANCIAL SERVICES INC.8174NESTOR PARTNERS88847103/15/2012D/AIndefinite$416,462,450
UBS FINANCIAL SERVICES INC.8174NB Diversified Arbitrage Fund II L.P.132345403/16/2010D/AIndefinite$415,281,363
UBS FINANCIAL SERVICES INC.8174Third Point Ultra Onshore LP175197703/14/2022D/AIndefinite$414,691,382
UBS FINANCIAL SERVICES INC.8174Ivory Offshore Optimal Fund, Ltd.140618402/13/2018D/AIndefinite$414,554,827
UBS FINANCIAL SERVICES INC.8174Pretium Residential Credit Fund II, LP181695505/20/2021D/AIndefinite$414,100,000
UBS FINANCIAL SERVICES INC.8174BlackRock Private Opportunities Fund IV (Cayman), L.P.172627612/02/2019D/AIndefinite$413,253,580
UBS FINANCIAL SERVICES INC.8174Campbell Multi-Strategy Trust133651903/16/2012D/AIndefinite$410,763,117

2,156 Results

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