Potomac Analytics' Logo

Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Filter by:

Sort by:

Displaying 931-940 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174NB Diversified Arbitrage Fund II L.P.132345403/15/2011D/AIndefinite$431,170,501
UBS FINANCIAL SERVICES INC.8174NESTOR PARTNERS88847103/15/2013D/AIndefinite$428,933,350
UBS FINANCIAL SERVICES INC.8174Alkeon Growth RJ Partners, LP150115610/23/2020D/AIndefinite$428,035,394
UBS FINANCIAL SERVICES INC.8174NEW YORK LIFE INSURANCE & ANNUITY CORP72713603/08/2019D/AIndefinite$427,882,618
UBS FINANCIAL SERVICES INC.8174ALPHAKEYS MILLENNIUM FUND, L.L.C.151797204/15/2016D/AIndefinite$427,758,151
UBS FINANCIAL SERVICES INC.8174AG SUPER FUND INTERNATIONAL PARTNERS, L.P.146009404/09/2014D/AIndefinite$420,400,000
UBS FINANCIAL SERVICES INC.8174DFP FUND, L.P.133481101/06/2014D/AIndefinite$418,043,443
UBS FINANCIAL SERVICES INC.8174O'Connor Global Multi-Strategy Alpha WM LLC140397203/30/2012D/AIndefinite$418,032,667
UBS FINANCIAL SERVICES INC.8174ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND I, L.L.C.139503904/24/2019D/AIndefinite$417,922,595
UBS FINANCIAL SERVICES INC.8174PRISMA SPECTRUM FUND LP132749802/24/2011D/AIndefinite$416,732,463

2,156 Results

Display: