Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 8174 | NB Diversified Arbitrage Fund II L.P. | 1323454 | 09/14/2011 | D/A | Indefinite | $441,884,670 |
| UBS FINANCIAL SERVICES INC. | 8174 | HNW PPVUL Series Account - 1 | 1537090 | 10/24/2022 | D/A | Indefinite | $440,323,580 |
| UBS FINANCIAL SERVICES INC. | 8174 | JAM PARTNERS, L.P. | 944774 | 05/03/2018 | D/A | Indefinite | $439,772,896 |
| UBS FINANCIAL SERVICES INC. | 8174 | 1992 Multi-Strategy Institutional Fund, Ltd. | 1517923 | 09/18/2018 | D/A | Indefinite | $439,543,374 |
| UBS FINANCIAL SERVICES INC. | 8174 | Highbridge Multi-Strategy Institutional Fund, Ltd. | 1517923 | 04/18/2019 | D/A | Indefinite | $439,543,374 |
| UBS FINANCIAL SERVICES INC. | 8174 | Alkeon Growth Partners II, LP | 1496174 | 10/28/2016 | D/A | Indefinite | $438,995,037 |
| UBS FINANCIAL SERVICES INC. | 8174 | DFP FUND, L.P. | 1334811 | 01/06/2015 | D/A | Indefinite | $438,288,149 |
| UBS FINANCIAL SERVICES INC. | 8174 | Halcyon Partners LP | 1313424 | 03/12/2010 | D/A | Indefinite | $435,000,000 |
| UBS FINANCIAL SERVICES INC. | 8174 | NESTOR PARTNERS | 888471 | 03/14/2014 | D/A | Indefinite | $434,853,767 |
| UBS FINANCIAL SERVICES INC. | 8174 | Campbell Multi-Strategy Trust | 1336519 | 03/08/2013 | D/A | Indefinite | $433,569,486 |