Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 8174 | Manikay Onshore Fund, LP | 1443464 | 07/15/2014 | D/A | Indefinite | $447,242,570 |
| UBS FINANCIAL SERVICES INC. | 8174 | NB Diversified Arbitrage Fund II L.P. | 1323454 | 02/24/2012 | D/A | Indefinite | $446,793,863 |
| UBS FINANCIAL SERVICES INC. | 8174 | NB Diversified Arbitrage Fund II L.P. | 1323454 | 12/23/2019 | D/A | Indefinite | $445,543,240 |
| UBS FINANCIAL SERVICES INC. | 8174 | NB Diversified Arbitrage Fund II L.P. | 1323454 | 12/20/2018 | D/A | Indefinite | $445,530,682 |
| UBS FINANCIAL SERVICES INC. | 8174 | DFP FUND, L.P. | 1334811 | 01/11/2017 | D/A | Indefinite | $445,107,123 |
| UBS FINANCIAL SERVICES INC. | 8174 | LDR Preferred Income Fund, LLC | 1466409 | 07/31/2020 | D/A | Indefinite | $444,547,816 |
| UBS FINANCIAL SERVICES INC. | 8174 | Dollar Senior Loan Offshore Fund, Ltd. | 1592923 | 03/23/2018 | D/A | Indefinite | $443,851,057 |
| UBS FINANCIAL SERVICES INC. | 8174 | ALPHAKEYS MILLENNIUM FUND III, L.L.C. | 1557747 | 04/19/2018 | D/A | Indefinite | $442,861,824 |
| UBS FINANCIAL SERVICES INC. | 8174 | DFP FUND, L.P. | 1334811 | 01/11/2016 | D/A | Indefinite | $442,112,513 |
| UBS FINANCIAL SERVICES INC. | 8174 | NESTOR PARTNERS | 888471 | 03/16/2015 | D/A | Indefinite | $442,027,672 |