Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Search by Recipient Name or Primary Issuer:

Displaying 901-910 out of 2,156 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Robeco-Sage Capital International, Ltd.	1361128	03/10/2010	D/A	Indefinite	$455,822,678
UBS FINANCIAL SERVICES INC.	8174	Dollar Senior Loan Offshore Fund, Ltd.	1592923	03/21/2019	D/A	Indefinite	$455,581,057
UBS FINANCIAL SERVICES INC.	8174	Ivory Optimal Fund, L.P.	1327605	02/25/2016	D/A	Indefinite	$454,538,298
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS MILLENNIUM FUND, L.L.C.	1517972	04/20/2017	D/A	Indefinite	$453,183,151
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Fund II L.P.	1323454	12/12/2013	D/A	Indefinite	$450,426,991
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Fund II L.P.	1323454	09/13/2012	D/A	Indefinite	$449,926,991
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Fund II L.P.	1323454	12/12/2012	D/A	Indefinite	$449,926,991
UBS FINANCIAL SERVICES INC.	8174	NESTOR PARTNERS	888471	03/14/2016	D/A	Indefinite	$448,315,061
UBS FINANCIAL SERVICES INC.	8174	DFP FUND, L.P.	1334811	01/11/2018	D/A	Indefinite	$448,107,123
UBS FINANCIAL SERVICES INC.	8174	DFP FUND, L.P.	1334811	01/16/2018	D/A	Indefinite	$448,107,123