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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 81-90 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174Prisma Spectrum Fund Ltd146006709/21/2022D/AIndefinite$4,893,024,033
UBS FINANCIAL SERVICES INC.8174Prisma Spectrum Fund Ltd146006709/27/2021D/AIndefinite$4,892,244,033
UBS FINANCIAL SERVICES INC.8174Coller International Partners VIII Feeder Fund, L.P.175741501/10/2020D/A$9,000,000,000$4,891,700,000
UBS FINANCIAL SERVICES INC.8174Coller International Partners VIII, L.P.175741601/10/2020D/A$9,000,000,000$4,891,700,000
UBS FINANCIAL SERVICES INC.8174Prisma Spectrum Fund Ltd146006709/25/2020D/AIndefinite$4,886,798,033
UBS FINANCIAL SERVICES INC.8174MAVERICK FUND USA LTD91344603/25/2019D/AIndefinite$4,875,327,506
UBS FINANCIAL SERVICES INC.8174Paulson Advantage, L.P.139492703/18/2016D/AIndefinite$4,809,454,271
UBS FINANCIAL SERVICES INC.8174Paulson Advantage, L.P.139492703/20/2017D/AIndefinite$4,809,454,271
UBS FINANCIAL SERVICES INC.8174Blackstone Life Sciences V L.P.179771207/09/2020D/A$4,605,000,000$4,605,000,000
UBS FINANCIAL SERVICES INC.8174THIRD POINT ULTRA LTD134176204/11/2023D/AIndefinite$4,564,926,272

2,156 Results

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