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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 871-880 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174DOUBLE BLACK DIAMOND, L.P.105635203/14/2013D/AIndefinite$485,208,040
UBS FINANCIAL SERVICES INC.8174NESTOR PARTNERS88847103/14/2018D/AIndefinite$483,411,711
UBS FINANCIAL SERVICES INC.8174Blackstone Strategic Alliance Offshore Fund II Ltd.149230101/26/2011D/A$482,000,000$482,000,000
UBS FINANCIAL SERVICES INC.8174Candlewood Structured Credit Harvest Fund, LP155523108/15/2016D/AIndefinite$480,339,919
UBS FINANCIAL SERVICES INC.8174DFP FUND, L.P.133481101/14/2020D/AIndefinite$480,156,676
UBS FINANCIAL SERVICES INC.8174Crestline Partners, L.P.106133503/05/2010D/AIndefinite$478,125,404
UBS FINANCIAL SERVICES INC.8174NB Diversified Arbitrage Fund II L.P.132345412/18/2017D/AIndefinite$477,969,525
UBS FINANCIAL SERVICES INC.8174Robeco-Sage Capital International, Ltd.136112803/10/2011D/AIndefinite$477,769,678
UBS FINANCIAL SERVICES INC.8174NB Diversified Arbitrage Fund II L.P.132345412/15/2016D/AIndefinite$477,074,354
UBS FINANCIAL SERVICES INC.8174NB Diversified Arbitrage Fund II L.P.132345412/12/2014D/AIndefinite$476,974,354

2,156 Results

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