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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 821-830 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174Alkeon Growth Partners, LP127883403/05/2015D/AIndefinite$527,621,348
UBS FINANCIAL SERVICES INC.8174GARGOYLE HEDGED VALUE (QP) FUND, L.P.130870001/16/2020D/AIndefinite$526,840,995
UBS FINANCIAL SERVICES INC.8174NESTOR PARTNERS88847103/17/2010D/AIndefinite$526,466,363
UBS FINANCIAL SERVICES INC.8174Robeco-Sage Capital, L.P.109578503/10/2011D/AIndefinite$526,453,648
UBS FINANCIAL SERVICES INC.8174Riverview Opportunistic Fund LP135401808/27/2021D/AIndefinite$526,021,010
UBS FINANCIAL SERVICES INC.8174GARGOYLE HEDGED VALUE (QP) FUND, L.P.130870006/18/2018D/AIndefinite$525,991,214
UBS FINANCIAL SERVICES INC.8174MacKay Municipal High Income Opportunities Fund LP184020601/12/2023D/AIndefinite$524,549,042
UBS FINANCIAL SERVICES INC.8174Alkeon Growth PW Partners, LP150115710/26/2018D/AIndefinite$524,061,936
UBS FINANCIAL SERVICES INC.8174AG Energy Partners II, L.P.166848903/02/2018D/AIndefinite$524,000,000
UBS FINANCIAL SERVICES INC.8174Candlewood Special Situations Fund, L.P.141087203/21/2017D/AIndefinite$523,980,500

2,156 Results

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