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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 811-820 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174SHEFFIELD INTERNATIONAL PARTNERS LTD130557203/09/2018D/AIndefinite$535,153,143
UBS FINANCIAL SERVICES INC.8174Alkeon Growth Partners II, LP149617410/26/2018D/AIndefinite$535,149,919
UBS FINANCIAL SERVICES INC.8174SHEFFIELD INTERNATIONAL PARTNERS LTD130557203/11/2016D/AIndefinite$534,153,143
UBS FINANCIAL SERVICES INC.8174KKR Energy Income & Growth Fund II L.P.173391903/14/2019D/AIndefinite$533,545,000
UBS FINANCIAL SERVICES INC.8174BlackRock Private Opportunities Fund IV, L.P.173786601/30/2020D/A$531,869,546$531,869,546
UBS FINANCIAL SERVICES INC.8174SHEFFIELD INTERNATIONAL PARTNERS LTD130557203/11/2015D/AIndefinite$531,053,143
UBS FINANCIAL SERVICES INC.8174Ivory Optimal Fund, L.P.132760502/13/2018D/AIndefinite$530,697,741
UBS FINANCIAL SERVICES INC.8174CLEARFORK CAPITAL FUND LLC139306503/04/2014D/AIndefinite$529,857,067
UBS FINANCIAL SERVICES INC.8174Riverview Opportunistic Fund LP135401808/26/2022D/AIndefinite$529,191,010
UBS FINANCIAL SERVICES INC.8174ALPHAKEYS MILLENNIUM FUND (OFFSHORE), LTD.152152904/19/2018D/AIndefinite$528,010,630

2,156 Results

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