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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 801-810 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174Medalist Partners Harvest Fund, LP155523107/19/2022D/AIndefinite$549,904,233
UBS FINANCIAL SERVICES INC.8174Medalist Partners Harvest Fund, LP155523106/23/2023D/AIndefinite$549,904,233
UBS FINANCIAL SERVICES INC.8174Alkeon Growth RJ Partners, LP150115610/22/2021D/AIndefinite$549,054,056
UBS FINANCIAL SERVICES INC.8174Beldore Capital Fund LLC140401311/02/2011D/AIndefinite$547,446,268
UBS FINANCIAL SERVICES INC.8174SUVRETTA OFFSHORE FUND, LTD.155791203/19/2021D/AIndefinite$546,064,474
UBS FINANCIAL SERVICES INC.8174O'CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD140397503/14/2013D/AIndefinite$545,204,107
UBS FINANCIAL SERVICES INC.8174O'CONNOR GLOBAL MULTI-STRATEGY ALPHA LLC111831904/02/2014D/AIndefinite$541,062,719
UBS FINANCIAL SERVICES INC.8174DFP FUND, L.P.133481101/18/2022D/AIndefinite$537,211,753
UBS FINANCIAL SERVICES INC.8174Medalist Partners Harvest Fund, LP155523108/14/2020D/AIndefinite$536,410,568
UBS FINANCIAL SERVICES INC.8174SHEFFIELD INTERNATIONAL PARTNERS LTD130557203/10/2017D/AIndefinite$535,153,143

2,156 Results

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