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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 791-800 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174NB STRATEGIC CO-INVESTMENT PARTNERS II LP153478602/15/2013D/AIndefinite$564,650,000
UBS FINANCIAL SERVICES INC.8174Candlewood Structured Credit Harvest Fund, Ltd155544309/16/2016D/AIndefinite$562,388,585
UBS FINANCIAL SERVICES INC.8174O'CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD140397503/14/2014D/AIndefinite$562,068,614
UBS FINANCIAL SERVICES INC.8174O'CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD140397504/17/2014D/AIndefinite$562,068,614
UBS FINANCIAL SERVICES INC.8174Alkeon Growth Partners, LP127883410/30/2015D/AIndefinite$558,699,005
UBS FINANCIAL SERVICES INC.8174Alkeon Growth Partners, LP127883410/30/2015D/AIndefinite$558,699,005
UBS FINANCIAL SERVICES INC.8174Ares European Real Estate Fund IV, L.P.158643107/07/2014D/AIndefinite$556,482,500
UBS FINANCIAL SERVICES INC.8174JAM PARTNERS, L.P.94477405/03/2019D/AIndefinite$554,932,570
UBS FINANCIAL SERVICES INC.8174DFP FUND, L.P.133481101/13/2023D/AIndefinite$553,591,930
UBS FINANCIAL SERVICES INC.8174Medalist Partners Harvest Fund, LP155523108/09/2021D/AIndefinite$549,904,233

2,156 Results

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