Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 8174 | Rialto Real Estate Fund III - Debt, LP | 1654834 | 04/25/2016 | D/A | Indefinite | $582,636,000 |
| UBS FINANCIAL SERVICES INC. | 8174 | Alkeon Growth Partners II, LP | 1496174 | 10/25/2019 | D/A | Indefinite | $577,776,419 |
| UBS FINANCIAL SERVICES INC. | 8174 | MacKay Municipal California Opportunities Fund, L.P. | 1641693 | 05/03/2019 | D/A | Indefinite | $575,920,186 |
| UBS FINANCIAL SERVICES INC. | 8174 | PRISMA SPECTRUM FUND LP | 1327498 | 02/24/2012 | D/A | Indefinite | $571,634,328 |
| UBS FINANCIAL SERVICES INC. | 8174 | JAM PARTNERS, L.P. | 944774 | 04/28/2023 | D/A | Indefinite | $569,715,518 |
| UBS FINANCIAL SERVICES INC. | 8174 | JAM PARTNERS, L.P. | 944774 | 04/29/2022 | D/A | Indefinite | $568,040,518 |
| UBS FINANCIAL SERVICES INC. | 8174 | JAM PARTNERS, L.P. | 944774 | 04/30/2021 | D/A | Indefinite | $566,132,570 |
| UBS FINANCIAL SERVICES INC. | 8174 | Nineteen77 Global Merger Arbitrage LLC | 1643062 | 07/17/2018 | D/A | Indefinite | $565,749,436 |
| UBS FINANCIAL SERVICES INC. | 8174 | JAM PARTNERS, L.P. | 944774 | 05/01/2020 | D/A | Indefinite | $565,632,570 |
| UBS FINANCIAL SERVICES INC. | 8174 | Alkeon Growth RJ Partners, LP | 1501156 | 10/21/2022 | D/A | Indefinite | $564,959,056 |