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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 741-750 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174Nineteen77 Global Multi-Strategy Alpha LLC111831903/01/2021D/AIndefinite$630,272,115
UBS FINANCIAL SERVICES INC.8174NB Diversified Arbitrage Fund L.P.121624512/23/2019D/AIndefinite$628,151,431
UBS FINANCIAL SERVICES INC.8174ALPHAKEYS MILLENNIUM FUND II, L.L.C.151981004/30/2020D/AIndefinite$626,367,918
UBS FINANCIAL SERVICES INC.8174NB Diversified Arbitrage Fund L.P.121624512/20/2018D/AIndefinite$625,983,931
UBS FINANCIAL SERVICES INC.8174O'Connor Global Fundamental Market Neutral Long Short LLC145908203/30/2012D/AIndefinite$625,848,361
UBS FINANCIAL SERVICES INC.8174Manikay Onshore Fund, LP144346407/15/2016D/AIndefinite$625,071,400
UBS FINANCIAL SERVICES INC.8174Strategic Commodities Fund II LLC136098701/25/2012D/AIndefinite$624,932,353
UBS FINANCIAL SERVICES INC.8174Strategic Commodities Fund II LLC136098707/19/2011D/AIndefinite$622,347,027
UBS FINANCIAL SERVICES INC.8174Strategic Commodities Fund II LLC136098708/05/2011D/AIndefinite$622,347,027
UBS FINANCIAL SERVICES INC.8174Strategic Commodities Fund II LLC136098708/09/2011D/AIndefinite$622,347,027

2,156 Results

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