Potomac Analytics' Logo

Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Filter by:

Sort by:

Displaying 731-740 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174AG SUPER FUND LP90125904/05/2023D/AIndefinite$634,287,895
UBS FINANCIAL SERVICES INC.8174Nineteen77 Global Multi-Strategy Alpha LLC111831903/01/2023D/AIndefinite$633,443,999
UBS FINANCIAL SERVICES INC.8174Nineteen77 Global Multi-Strategy Alpha LLC111831903/01/2022D/AIndefinite$632,697,115
UBS FINANCIAL SERVICES INC.8174Abbey Capital Multi Manager Fund Ltd139552005/28/2013D/AIndefinite$632,683,225
UBS FINANCIAL SERVICES INC.8174Beldore Capital Fund LLC140401311/06/2012D/AIndefinite$632,650,757
UBS FINANCIAL SERVICES INC.8174Nineteen77 Global Multi-Strategy Alpha LLC111831905/22/2017D/AIndefinite$630,272,115
UBS FINANCIAL SERVICES INC.8174O'CONNOR GLOBAL MULTI-STRATEGY ALPHA LLC111831904/04/2017D/AIndefinite$630,272,115
UBS FINANCIAL SERVICES INC.8174Nineteen77 Global Multi-Strategy Alpha LLC111831905/22/2018D/AIndefinite$630,272,115
UBS FINANCIAL SERVICES INC.8174Nineteen77 Global Multi-Strategy Alpha LLC111831903/01/2019D/AIndefinite$630,272,115
UBS FINANCIAL SERVICES INC.8174Nineteen77 Global Multi-Strategy Alpha LLC111831902/28/2020D/AIndefinite$630,272,115

2,156 Results

Display: