Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 721-730 out of 2,156 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC	1459082	04/07/2016	D/A	Indefinite	$638,003,361
UBS FINANCIAL SERVICES INC.	8174	O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC	1459082	04/05/2017	D/A	Indefinite	$638,003,361
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Fundamental Market Neutral Long Short LLC	1459082	07/12/2017	D/A	Indefinite	$638,003,361
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Fundamental Market Neutral Long Short LLC	1459082	07/12/2018	D/A	Indefinite	$638,003,361
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Fundamental Market Neutral Long Short LLC	1459082	03/01/2019	D/A	Indefinite	$638,003,361
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Fundamental Market Neutral Long Short LLC	1459082	02/28/2020	D/A	Indefinite	$638,003,361
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Fundamental Market Neutral Long Short LLC	1459082	03/01/2021	D/A	Indefinite	$638,003,361
UBS FINANCIAL SERVICES INC.	8174	LOCUST WOOD CAPITAL LP	1178063	03/16/2015	D/A	Indefinite	$636,105,274
UBS FINANCIAL SERVICES INC.	8174	Strategic Commodities Fund LLC	1318245	01/28/2014	D/A	Indefinite	$636,077,198
UBS FINANCIAL SERVICES INC.	8174	HALCYON PARTNERS OFFSHORE LTD.	1429347	08/03/2012	D/A	Indefinite	$634,388,179