Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Search by Recipient Name or Primary Issuer:

Displaying 711-720 out of 2,156 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Strategic Commodities Fund Ltd	1331180	01/25/2012	D/A	Indefinite	$649,196,132
UBS FINANCIAL SERVICES INC.	8174	STRATEGIC VALUE SPECIAL SITUATIONS FEEDER FUND III, L.P.	1593947	08/14/2014	D/A	Indefinite	$648,700,000
UBS FINANCIAL SERVICES INC.	8174	Strategic Commodities Fund LLC	1318245	02/09/2011	D/A	Indefinite	$643,511,735
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth Partners, LP	1278834	10/28/2016	D/A	Indefinite	$643,009,909
UBS FINANCIAL SERVICES INC.	8174	Strategic Commodities Fund Ltd	1331180	12/14/2010	D/A	Indefinite	$640,086,132
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Merger Arbitrage LLC	1643062	03/01/2019	D/A	Indefinite	$638,404,833
UBS FINANCIAL SERVICES INC.	8174	O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LLC	1459082	03/29/2013	D/A	Indefinite	$638,003,361
UBS FINANCIAL SERVICES INC.	8174	O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC	1459082	04/02/2014	D/A	Indefinite	$638,003,361
UBS FINANCIAL SERVICES INC.	8174	O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC	1459082	04/02/2015	D/A	Indefinite	$638,003,361
UBS FINANCIAL SERVICES INC.	8174	O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC	1459082	04/07/2015	D/A	Indefinite	$638,003,361