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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 691-700 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174PEAK6 Achievement Fund LLC155754809/09/2013D/AIndefinite$664,989,500
UBS FINANCIAL SERVICES INC.8174Exchange Place LP162307510/26/2016D/AIndefinite$664,746,790
UBS FINANCIAL SERVICES INC.8174Clearisle Capital Fund LLC178742409/15/2020D/AIndefinite$662,626,385
UBS FINANCIAL SERVICES INC.8174PRISMA SPECTRUM FUND LP132749802/25/2013D/AIndefinite$660,630,913
UBS FINANCIAL SERVICES INC.8174AG Energy Credit Opportunities Fund IV, L.P.177668604/02/2021D/AIndefinite$660,060,000
UBS FINANCIAL SERVICES INC.8174Strategic Commodities Fund Ltd133118001/28/2016D/AIndefinite$659,759,132
UBS FINANCIAL SERVICES INC.8174Strategic Commodities Fund Ltd133118001/28/2015D/AIndefinite$658,914,132
UBS FINANCIAL SERVICES INC.8174AG SUPER FUND LP90125904/02/2021D/AIndefinite$657,779,097
UBS FINANCIAL SERVICES INC.8174Axonic Credit Opportunities Overseas Fund, Ltd.150962206/24/2015D/AIndefinite$656,413,719
UBS FINANCIAL SERVICES INC.8174Strategic Commodities Fund Ltd133118001/28/2014D/AIndefinite$656,259,132

2,156 Results

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