Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 681-690 out of 2,156 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Multi-Strategy Alpha Ltd	1403975	03/01/2019	D/A	Indefinite	$670,236,631
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Multi-Strategy Alpha Ltd	1403975	05/22/2017	D/A	Indefinite	$669,736,631
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Fund L.P.	1216245	02/24/2012	D/A	Indefinite	$669,241,006
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Fund L.P.	1216245	09/14/2011	D/A	Indefinite	$668,940,930
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Fund L.P.	1216245	03/15/2011	D/A	Indefinite	$668,739,570
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Fund L.P.	1216245	03/16/2010	D/A	Indefinite	$668,030,007
UBS FINANCIAL SERVICES INC.	8174	CORSAIR CAPITAL PARTNERS LP	1029788	03/15/2013	D/A	Indefinite	$667,436,255
UBS FINANCIAL SERVICES INC.	8174	Strategic Commodities Fund LLC	1318245	01/28/2015	D/A	Indefinite	$666,077,198
UBS FINANCIAL SERVICES INC.	8174	Strategic Commodities Fund LLC	1318245	01/28/2016	D/A	Indefinite	$666,077,198
UBS FINANCIAL SERVICES INC.	8174	O'CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD	1403975	04/05/2017	D/A	Indefinite	$665,436,631