Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 671-680 out of 2,156 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Fund L.P.	1216245	12/14/2015	D/A	Indefinite	$676,008,874
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Fund L.P.	1216245	12/15/2016	D/A	Indefinite	$676,008,874
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Multi-Strategy Alpha Ltd	1403975	03/01/2021	D/A	Indefinite	$674,786,328
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Fund L.P.	1216245	12/12/2013	D/A	Indefinite	$672,087,629
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Fund L.P.	1216245	12/12/2012	D/A	Indefinite	$671,437,629
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Fund L.P.	1216245	09/13/2012	D/A	Indefinite	$671,414,381
UBS FINANCIAL SERVICES INC.	8174	Prisma Spectrum Fund Ltd	1460067	02/24/2012	D/A	Indefinite	$671,101,583
UBS FINANCIAL SERVICES INC.	8174	Pomona Capital VIII (Offshore), L.P.	1558562	04/30/2014	D/A	$1,758,240,384	$670,598,000
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Multi-Strategy Alpha Ltd	1403975	02/28/2020	D/A	Indefinite	$670,336,631
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Multi-Strategy Alpha Ltd	1403975	05/22/2018	D/A	Indefinite	$670,236,631